PO Box 3898
Palos Verdes Peninsula, CA 90274
I have comprehensive knowledge of the securities broker dealer business, including:
I have extensive experience in securities arbitrations, both as an advocate and arbitrator.
I bring this experience and knowledge to bear on disputes between investors and broker dealers, whether the claim is for unsuitable securities recommendations, fraudulent sales pitches, churning, failure to supervise, breach of fiduciary duty, mutual fund switches, negligent order execution, margin debt or any other kind of dispute.